Sunday, December 16, 2007

Luhmann's Zettelkasten

Index cards played a large role in research during the last century -- the 20th century, that is. And there is still a great deal of interest in using index cards as a means for organizing one's daily life. See, for instance, Index Cards, More Index Cards, Photos, or any number of other sites that are fascinated by paper or "analog devices," as they are sometimes referred to by geeks in this time when electronic devices take over more and more of our lives. But index cards clearly also were the model for important early programs intended for what is by some called with the unfortunate phrase "personal knowledge management" today. I mean such programs as NoteCard, HyperCard, and their successors, which began from the index- or note-card metaphor.

One of the more interesting systems for keeping such index cards was developed by the German sociologist Niklas Luhmann (1927-1998). I have no great interest in his theory. I am fascinated by his method of keeping notes, and will therefore restrict my comments to this aspect of his work. But if you are interested, you can visit Niklas Luhmann for a short introduction to his theory. Clearly, his index-card-system and his sociological theory are connected in interesting, intricate, and not easily understood ways, but I will forgo investigating these for now.

One of the things that made his Zettelkasten or slip box (or note card file) so intriguing to the larger (German) public was a 1981 paper, entitled "Kommunikation mit Zettelkästen. Ein Erfahrungsbericht" (Communication with Index Card Systems. An Empirical Account. It appeared in Niklas Luhmann, Universität als Milieu. Kleine Schriften. hrsg. von André Kieserling. Bielefeld: Verlag Cordula Haux, 1992.) Luhmann claimed that his file was something of a collaborator in his work, a largely independent partner in his research and writing. It might have started out as a mere apprentice when Luhmann was still studying himself (in 1951), but after thirty years of having been fed information by the human collaborator it had acquired the ability of surprising him again an again. Since the ability of genuinely surprising one another is an essential characteristic of genuine communication, he argued that there was actually communication going on between himself and his partner in theory.

Luhmann also described his system as his secondary memory (Zweitgedächtnis), alter ego, or his reading memory or (Lesegedächtnis).

Luhmann's notecard system is different from that of others because of the way he organized the information, intending it not just for the next paper or the next book, as most other researchers did, but for a life-time of working and publishing. He thus rejected the mere alphabetical organisation of the material just as much as the systematic arrangement in accordance with fixed categories, like that of the Dewey Decimal System, for instance. Instead, he opted for an approach that was "thematically unlimited," or is limited only insofar as it limits itself.

Instead, he opted for organisation by numbers. Every slip would receive a number, independently of the information on it, starting with 1, and potentially continuing to infinity. Since his slips were relatively small (slightly larger than 5 x 8 cards, or Din-A 6, to be precise), he often had to continue on other slips the information or train of thought started on one slip. In this way, he would end up with Numbers like 1/1 and 1/2 and 1/3 etc. He wrote these numbers in black ink at the top of the slip, so that they could easily be seen when a slip was removed and then put back in the file.

Apart from such linear continuations of topics on different slips, Luhmann also introduced a notation for branchings of topics. Thus, when he felt that a certain term needed to be further discussed or the information about it needed to be supplemented, he would begin a new slip that addded a letter, like a, b, or c to the number. So, a branching from slip 1/6 could have branches like 1/6a or 1/6b, up to 1/6z. These branching connections were marked by red numbers within the text, close to the place that needed further explanation or information. Since any of these branches might require further continuations, he also had many slips of the form 1/6a1, 1/6a2, etc. And, of course, any of these continuations can be branched again, so he could end up with such a number as:

21/3d26g53 for -- who else? -- Habermas.

These internal branchings can continue ad infinitum -- at least potentially. This is one of the advantages of the system. But there are others: (i) Because the numbers given to the slips are fixed and never change. Any slip can refer to any other slip by simply writing the proper number on the slip; and, what is more important, the other slip could be found, as long as it was properly placed in the stack or file. (ii) This system makes internal growth of the Zettelkasten possible that is completely independent of any preconceived ordering scheme. In fact, it leads to a kind of emergent order that is independent of any preconception, and this is one of the things that makes surprise or serendipity. (iii) it makes possible a register of keywords that allow one to enter into the system at a certain point to pursue a certain strand of thought. (iv) it leads to meaningful clusters within the system. Areas on which one has worked a lot are much more spatially extended than those on which one has not worked. (v) There are no privileged places in the note-card system, every card is as important as every other card, and no hierarchy is super-imposed on the system. The significance of each card depends on its relation to other cards (or the relation of other cards to it). It is a network; it is not "arboretic." Accordingly, it in some ways anticipates hypertext and the internet.

Almost all of these advantages of Luhmann's numbering scheme are, of course, easily realizable in any database system that have fixed record system. And the branching ability is easily reproduced by wiki-technology. (For more on the relation of this approach and wiki, see "Some Idiosyncratic Reflections on Note-Taking in General and ConnectedText in Particular" or Idiosyncratic Reflections on Note-Taking).

If you would like to see a video of Luhmann, explaining the intricacies of his system, go to Luhmann on Zettelkasten

23 comments:

G said...

Very interesting concept. I tried to follow it up, but it seems all the related material on the web is in German. Do you think you could expand on this concept for the benefit of thos of us whose education is too restricted to include German? Particularly I would be interested in details of the implementation of such systems, both analog and digital.
Thanks

MK said...

You might want also to take a look at http://takingnotenow.blogspot.com/2007/12/faithful-electronic-version-of-luhmanns.html
MK

Anonymous said...

Since the time I was first introduced to Lumann's Zettelkasten by this post, I have followed your blog and searched the web for more information but unfortunately there is not an abundance on the topic in English. I must say, you are definitely the authority on the matter in English and in that regard I have a few areas on which I am grey and hope you might continue to share some insight. In one of your newer posts you mention there was always a decision to be made whether to branch a topic or to start a new topic... It is interesting that Luhmann on the one hand rejected an hierarchy of order but on the other, he branched topics which created a hierarchy of sorts. It also seems to me in all cases creating a new topic (and linking among topics) would have kept to his ideal goal of all cards having equal standing better than his alternative branching habit. Moreover, I would imagine the branching would have created a tendency for the networking among cards of a topic tree to be strong but the networking among topics (and their trees) to be relatively weak. How did he maintain the equal importance of all his slips and a strong network among topics while branching of subtopics?
Thanks for taking the time to share your interests on this blog.
Sincerely,
KV

MK said...

I will answer you (KV) in a new post. It will take a day or two.
Manfred

CAGS said...

Prof. Kuehn, have you read Markus Krajewski's book Paper Machines: About Cards & Catalogs, 1548-1929?? if so, could you blog a review of it??.

Best Regards,

CAGS

Christian Tietze said...

I'm interested in the Markdown source for http://scriptogr.am/kuehnm/post/2012-12-22-111621 -- I think there are some markup quirks in the HTML since part "III" doesn't even have its own line.

Also, I'm writing and currently editing a long-ish article on creating a Zettelkasten. I'd like to know your opinion, really, but I don't think it'd be appropriate if I spammed your blog with comments. Your ConnectedText-based approach is somehow different to mine. Ultimately, I'd like to know more about your workflow and our differences.

Please drop me a line if you want to help out a bit!

christian.tietze@gmail.com

You'll find the article on my website at http://christiantietze.de in a few days.

MK said...

I fixed the issue with the heading. Thanks for pointing it out.

By the way, I did read Krajewski's book a long time ago. It's interesting, but I think he offers a part of the story as the entire account.

M.Heimstädt said...

Has anyone ever seen Luhmann's keyword register or an excerpt? I'm quite curious when he branched a topic and which other ones appeared to be sufficiently selective relevant to start a new one. Thank you.

Ryan Nagy said...

Absolutely fascinating. Thank you! As part of a "digital diet" I have been doing more and more of my planning and thinking on index cards. However, as my collection of cards grew, I began to have more and more problems with classification and searchability. I am going to print your blog post and others on the topic of Luhmmann's system and see what I can come up with. Thanks!

Ryan

AE said...

Thank you very much for your blog - it's a pleasure to read!

I have a question regarding Luhmann's numbering system.

Say he wrote cards 8/1 and 8/2, and then a month later he has a thought on card 8/1. He would open 8/1a, right?

Then card 8/1a gets filled, and he continues the thought on 8/1b, right?

What if he now wants to put a card between 8/1 and 8/1a, let's say for a new "branch" on 8/1? Would that be possible, or would he have to instead file it in 8/1c, behind the existing sub-branch?

AE said...

Thank you very much for your blog - it's a pleasure to read!

I have a question regarding Luhmann's numbering system.

Say he wrote cards 8/1 and 8/2, and then a month later he has a thought on card 8/1. He would open 8/1a, right?

Then card 8/1a gets filled, and he continues the thought on 8/1b, right?

What if he now wants to put a card between 8/1 and 8/1a, let's say for a new "branch" on 8/1? Would that be possible, or would he have to instead file it in 8/1c, behind the existing sub-branch?

MK said...

It's somewhat arbitrary, but what about 8/1/1, 8/1/1a ... ?

Ryan Nagy said...

I am not an expert but I do not think that is how Luhman did it. I have a date-based numbering system and I create a new card with the latest time/date and make a notation of that on the old card. That is, I create a new card and note the card number on the older one....

Ryan

MK said...

Is there a reason why you think he didn't do it "that" way?

AE said...

8/1/1 seems reasonable. I just thought he always switched from numbers to letters and used only one forward slash.

I wish I could take a look at the cards. As far as I understood this website, they only digitalized the first part of his Kasten:
http://ds.ub.uni-bielefeld.de/viewer/image/ZL1A1001/1/LOG_0000/

Or do you know more about this, and maybe know where to browse in his second Kasten?

MK said...

See "Kommunikation mit Zettelkästen: "Feststehende Numerierung unter Abstraktion von einer inhaltlichen Ordnung des Gesamtaufbaus hat eine Reihe von Vorteilen, die, zusammengenommen, das Erreichen eines höheren Ordnungstyps ermöglichen. Solche Vorteile sind:

Beliebige innere Verzweigungsfähigkeit. Man braucht zusätzliche [56] Notizen nicht hintenanzufügen, sondern kann sie überall anschließen, auch an einzelne Worte mitten im laufenden Text. Ein Zettel mit der Nummer 57/12 kann dann im laufenden Text über 57/13 usw. weitergeführt werden, kann aber zugleich von einem bestimmten Wort oder Gedanken aus mit 57/12a ergänzt werden, fortlaufend über 57/12b usw.; wobei intern dann wieder 57/12a1 usw. angeschlossen werden kann. Auf dem Zettel selbst verwende ich rote Buchstaben oder Zahlen, um die Anschlußstelle zu markieren. Es kann mehrere Anschlußstellen auf einem Zettel geben. Auf diese Weise ist eine Art Wachstum nach innen möglich je nachdem was an Gedankengut anfällt, ohne systematische Vorprogramnierung und ohne Bindung an sequentielle Linearität. Der Nachteil ist: daß der ursprünglich laufende Text oft durch Hunderte von Zwischenzetteln unterbrochen ist; aber wenn man die Numerierung systematisch handhabt, läßt sich der ursprüngliche Textzusammenhang leicht wiederfinden."

MK said...

See also here: 7/2/3

Christian Tietze said...

A fellow Zettelkasten fan once made your English translations of the articles available online here: http://luhmann.surge.sh/

The quoted passage starts as:

"Fixed numbers under abstraction from any content-based order of the whole structure has a number of advantages which, taken together, enable us to reach a higher type of order. These advantages are:"

MK said...

Yes, and it goes on to list 3 advantages: ((i) possibility of arbitrary internal branching, (ii) possibility of linking, and (iii) possibility of a registry.

My recent comment is restricted to (i) to emphasize that how you link is to some extent "beliebig" or "arbitrary".

By the way, I would now revise the sentence you quote to read: "Fixed numbers, abstracted from any content-based order relying on the entire structure has ..."

MK said...

Sorry for being so dense, your intention was to help the reader who does not understand German, not so much to make a point. Es tut mir leid!

Christian Tietze said...

Yes, sorry for not making that clearer!

I revised the sentence according to your comment. The text is available on GitHub for public revisions: https://github.com/Zettelkasten-Method/luhmann.surge.sh

MK said...

No, it was clear enough. I should have seen it. Thank you very much for the revision!
Manfred

Samuel said...

Just a note to say that the working url for "Idiosyncratic Reflections on Note-Taking" is now http://www.connectedtext.com/manfred.php instead of http://www.connectedtext.com/manfred.html.